ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

42 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
ESMA34-44599010-313 Verena Ross' speech at EFAMA Investment Management Forum, 24 November 2023 Fund Management, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 181.58 KB
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESMA24-450544452-1852 Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 163.29 KB
Related documents Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
Summary
Translated versions
ESMA71-545613100-2348 Verena Ross' speech at DDV-Forum 2023, 11 September 2023 Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 143.01 KB
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA71-319-231 Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 148.72 KB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA24-436-15 Annex to the Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 415.73 KB
ESMA24-436-13 Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 690.55 KB
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA42-111-5461 Opening Statement ECON Public Presentation FTPR 2 Issuer disclosure, Speeches, Supervisory convergence Speech DOWNLOAD 101.67 KB