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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
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SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
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ESMA70-156-3914 |
Response form - Consultation Paper on the review of certain aspects of the SSR |
Short Selling |
Reference |
DOWNLOAD 751.38 KB |
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esma74-362-2009 |
Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data |
Market data, Securities Financing Transactions, Trade Repositories |
Reference |
DOWNLOAD 776.32 KB |
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ESMA74-362-1937 |
response form - Technical Advice on simplification TR fees under SFTR and EMIR |
Securities Financing Transactions, Trade Repositories |
Reference |
DOWNLOAD 757.95 KB |
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ESMA74-362-388 |
LEI statement SFTR |
Securities Financing Transactions |
Reference |
DOWNLOAD 105.88 KB |
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ESMA70-151-1019 |
Consolidated SFTR_Validation_Rules |
Securities Financing Transactions |
Reference |
DOWNLOAD 120.19 KB |
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ESMA70-151-2371 |
Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR |
Securities Financing Transactions |
Reference |
DOWNLOAD 757.3 KB |
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ESMA33-128-212 reply form |
Reply form - Consultation Paper TA Fees Securitisation Repositories |
Securities Financing Transactions |
Reference |
DOWNLOAD 766.76 KB |
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ESMA33-128-109 reply form |
Reply form - Consultation Paper Securitisation Repositories Application |
Securities Financing Transactions |
Reference |
DOWNLOAD 767.02 KB |
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2016/1409 |
SFTR Tables |
Post Trading, Securities Financing Transactions |
Reference |
DOWNLOAD 45.84 KB |
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2016/200 |
MiFID registers - information about web service |
Short Selling, Trading |
Reference |
DOWNLOAD 311.04 KB |
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ESMA SSR Review mandate |
Formal request to ESMA for technical advice on the evalutation of the short selling regulation |
Short Selling |
Reference |
DOWNLOAD 34.44 KB |
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2012/680 |
Links to national websites for the purpose of the notification of net short positions |
Short Selling |
Reference |
DOWNLOAD 84.12 KB |
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