ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ESMA42-111-7381 | Peer review on supervision of CSDs providing cross–border services or participating in interoperable links | Supervisory convergence | Final Report | DOWNLOAD 762.77 KB | ||||||||
| ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | DOWNLOAD 221.11 KB | ||||||||
| ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | DOWNLOAD 691.32 KB | ||||||||
| ESMA70-156-2391 | Final Report - MAR Review | Market Abuse, Market Integrity | Final Report | DOWNLOAD 1.94 MB | ||||||||
| ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | DOWNLOAD 906.57 KB | ||||||||
| ESMA70-156-2311 | MiFID II Review Report on position limits and position management | Trading, Supervisory convergence | Final Report | DOWNLOAD 591.78 KB | ||||||||
| ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP, Post Trading, Supervisory convergence | Final Report | DOWNLOAD 273.08 KB | ||||||||
| ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 1.17 MB | ||||||||
| ESMA42-111-4479 | Peer review on the Guidelines on ETFs and other UCITS issues | Supervisory convergence | Final Report | DOWNLOAD 1.11 MB | ||||||||
| ESMA70-145-398 | Final report on draft ITS on forms and procedures for cooperation under Article 24 and 25 MAR | Market Integrity | Final Report | DOWNLOAD 940.38 KB | ||||||||
| ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 1.25 MB | ||||||||
| ESMA7--145-100 | Final report on MAR ITS on cooperation between competent authorities | Market Abuse, Market Integrity | Final Report | DOWNLOAD 926.19 KB | ||||||||
| 2016/1412 | Final Report on MAR Guidelines on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Final Report | DOWNLOAD 566.52 KB | ||||||||
| 2016/1171 | Final Report Draft Implementing Technical Standards on sanctions and measures under MAR | Market Abuse, Market Integrity | Final Report | DOWNLOAD 929.78 KB | ||||||||
| 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | DOWNLOAD 1.23 MB | ||||||||
| 2016/585 | Suitability Peer Review - Annex | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 987.81 KB | ||||||||
| 2016/584 | Suitability Peer Review - Final Report | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 459.35 KB | ||||||||
| 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | DOWNLOAD 239.64 KB | ||||||||
| 2015/592 | Automated Trading Guidelines - ESMA peer review among National Competent Authorities | Supervisory convergence | Final Report | DOWNLOAD 930.33 KB | ||||||||
| 2015/494 | Best Execution under MiFID | Investor protection, Supervisory convergence | Final Report | DOWNLOAD 761.62 KB | ||||||||
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