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ESMA34-45-1128 |
Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 250.6 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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JC/GL/2014/43 Appendix 1 |
Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 187.15 KB |
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