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2015/1006 |
Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities |
Investor protection |
Technical Standards |
DOWNLOAD 357.16 KB |
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2015/613 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 142.57 KB |
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JC/2014/092 |
Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive |
Joint Committee |
Technical Standards |
DOWNLOAD 819.76 KB |
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2014/1571 |
Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation |
Trading |
Technical Standards |
DOWNLOAD 281.16 KB |
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2014/1184 |
Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives |
Post Trading |
Technical Standards |
DOWNLOAD 1.17 MB |
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2014/1187 |
Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive |
Issuer disclosure, Transparency |
Technical Standards |
DOWNLOAD 810.07 KB |
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2014/685 |
Draft Regulatory Technical Standards under the CRA3 Regulation |
Credit Rating Agencies |
Technical Standards |
DOWNLOAD 2.39 MB |
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2014/161 |
Draft implementing technical standards on notification - EuSEF |
Fund Management |
Technical Standards |
DOWNLOAD 29.18 KB |
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2014/160 |
Draft implementing technical standards on notification - EuVECA |
Fund Management |
Technical Standards |
DOWNLOAD 175.99 KB |
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2013/1940 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 622.16 KB |
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2013/1970 |
Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus |
Prospectus, Issuer disclosure |
Technical Standards |
DOWNLOAD 713.74 KB |
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2013/1657 |
Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion |
Post Trading |
Technical Standards |
DOWNLOAD 394.75 KB |
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2013/1087 |
Final Report on amended EMIR implementing technical standards |
Post Trading |
Technical Standards |
DOWNLOAD 335.07 KB |
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JC 2013/01 |
Final Draft Regulatory Technical Standards |
Joint Committee |
Technical Standards |
DOWNLOAD 1.17 MB |
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2013/413 |
Final Report - Draft regulatory technical standards on types of AIFMs |
Fund Management |
Technical Standards |
DOWNLOAD 116.08 KB |
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2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
DOWNLOAD 873.32 KB |
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2012/600 |
Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories |
Post Trading |
Technical Standards |
DOWNLOAD 1.88 MB |
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2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
DOWNLOAD 83.79 KB |
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