ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

111 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA22-106-407 SMSG Advice - Response to the Public Consultation on Prospectus Regulation Level 2 Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 165.79 KB
ESMA22-106-265 SMSG Advice - Securities lending Report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 141.55 KB
ESMA22-106-264 SMSG Advice - Own Initiative Report Product Intervention Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 1.08 MB
ESMA22-106-210 SMSG Advice - Response to the Public Consultation on the Operations of the European Supervisory Authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 523.99 KB
ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 144.22 KB
ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 150.61 KB
2016/SMSG/024 SMSG Advice - Response to ESMA’s Consultation Paper on MiFID II product governance Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 202.01 KB
2016/SMSG/022 SMSG Advice - Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 165.4 KB
2016/SMSG/014 SMSG Position Paper on Supervisory Convergence Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 174.38 KB
2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 75.25 KB
2016/SMSG/010 SMSG Advice MAR Guidelines Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 152.68 KB
2015/SMSG/036 SMSG Advice on ESEF Electronic reporting, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 109.63 KB
2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 101.82 KB
ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 123.3 KB
2015/SMSG/025 SMSG Position Paper MAR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 158.23 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB
2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.66 KB
SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 781.74 KB
2014/SMSG/018 SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 91.24 KB