ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

94 documents
Date Sort ascending Reference Title Sections Type Main document Info
esma74-362-2009 Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data Market data, Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 776.32 KB
ESMA74-362-1937 response form - Technical Advice on simplification TR fees under SFTR and EMIR Securities Financing Transactions, Trade Repositories Reference DOWNLOAD 757.95 KB
ESMA74-362-388 LEI statement SFTR Securities Financing Transactions Reference DOWNLOAD 105.88 KB
ESMA70-151-1019 Consolidated SFTR_Validation_Rules Securities Financing Transactions Reference DOWNLOAD 120.19 KB
ESMA70-151-2371 Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Reference DOWNLOAD 757.3 KB
ESMA33-128-212 reply form Reply form - Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOWNLOAD 766.76 KB
ESMA33-128-109 reply form Reply form - Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOWNLOAD 767.02 KB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
09-172d Protocol on the Operation of CESR MiFID Database CESR Archive Reference DOWNLOAD 127.16 KB
10-1466 Call for expressions of interest regarding the setting up of ESMA’s Securities and Markets Stakeholder Group CESR Archive Reference DOWNLOAD 101.99 KB
10-1415 Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) CESR Archive Reference DOWNLOAD 346.24 KB
10-212b Mandate for the IT management and governance group of CESR CESR Archive Reference DOWNLOAD 156.14 KB
10-1175a Data on Prospectuses approved and passported in the EU from January 2010 to June 2010 CESR Archive Reference DOWNLOAD 77.3 KB
10-1259 Supervisory notice - College of Supervisors announced for the Japan Credit Rating Agency Limited CESR Archive Reference DOWNLOAD 55.8 KB
10-006 Mandate for the Committee for Economic and Markets Analysis (CEMA) CESR Archive Reference DOWNLOAD 100.83 KB
AMP Italy Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) CESR Archive Reference DOWNLOAD 151.52 KB
10-349 Commission's response to CESR's letter regarding the MiFID review CESR Archive Reference DOWNLOAD 99.53 KB
10-349 Commission's response to CESR's letter regarding the MiFID review CESR Archive Reference DOWNLOAD 99.53 KB
MARKT G3/SH/cr Ares (2009) Commission request for additional information from CESR in relation to the review of MiFID CESR Archive Reference DOWNLOAD 79.6 KB
D001842 Mandate from Commissioner McCreevy to Eddy Wymeersch on implementing measures of UCITS IV Directive CESR Archive Reference DOWNLOAD 239.89 KB