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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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2015/SMSG/023 |
SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final |
Securities and Markets Stakeholder Group |
SMSG Advice |
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2015/SMSG/20 |
SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 362.66 KB |
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SMSG 09/07/15 |
SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” |
Securities and Markets Stakeholder Group |
SMSG Advice |
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2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
DOWNLOAD 157.73 KB |
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2014/SMSG/018 |
SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 91.24 KB |
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2015/SMSG/017 PART III |
SMSG Contribution to the Green Paper on CMU - PART III |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 470.85 KB |
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2015/SMSG/017 PART II |
SMSG Contribution to the Green Paper on CMU - PART II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 384.44 KB |
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2015/SMSG/017 PART I |
SMSG Contribution to the Green Paper on CMU - PART I |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.66 KB |
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2015/SMSG/016 |
SMSG Advice on cross-selling |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 92.49 KB |
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2015/SMSG/011 |
SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 219.99 KB |
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2015/SMSG/005 |
SMSG advice paper on PRIIPS |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 362.86 KB |
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2015/SMSG/003 |
SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 286.08 KB |
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2014/SMSG/51 |
SMSG advice - EuSEF/EuVECA |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 112.66 KB |
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2014/SMSG/42 |
SMSG advice - Data publication |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 633.88 KB |
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2014/SMSG/47 |
SMSG advice - Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 225.37 KB |
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2014/SMSG/35 |
SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 442.89 KB |
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2014/SMSG/36 |
SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 193.74 KB |
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2014/SMSG/37 |
SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 197.86 KB |
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2014/SMSG/38 |
SMSG advice - Transparency for the trading of non-equity instruments |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 112.76 KB |
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