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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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28 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-620 Final report on guidelines on MiFID II product governance requirements Investor protection Final Report DOWNLOAD 713.52 KB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2015/1861 Final report - Guidelines on cross-selling practices Investor protection Final Report DOWNLOAD 389.42 KB
2015/1886 Final report on guidelines for the assessment of knowledge and competence Investor protection Final Report DOWNLOAD 422.68 KB
2015/1783 Final Report on complex debt instruments and structured deposits Investor protection Final Report DOWNLOAD 409.89 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 444.15 KB