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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
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ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
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ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
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ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
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ESMA70-156-6383 |
Final Report on ESMA's Opinion on the trading venue perimeter |
Investor protection, Trading |
Final Report |
DOWNLOAD 615.79 KB |
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JC 2022 81 |
Joint Thematic Report on national financial education initiatives on digitalization |
Joint Committee, Investor protection |
Report |
DOWNLOAD 364.38 KB |
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ESMA35-36-2780 |
Supervisory briefing - Supervision of cross-border activities of investment firms |
Investor protection |
Report |
DOWNLOAD 233.78 KB |
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ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
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ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
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ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
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ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
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ESMA35-36-2537 |
Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 475.42 KB |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
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ESMA35-42-1183 |
Draft technical standards under the European crowdfunding service providers for business Regulation |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
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