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ESMA70-460-111 |
Report on the DLT Pilot Regime |
Digital Finance and Innovation, Trading |
Report |
DOWNLOAD 680.69 KB |
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ESMA70-156-6040 |
Consultation Paper - Market Outages |
Trading |
Consultation Paper |
DOWNLOAD 721.69 KB |
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ESMA91-372-2193 |
Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) |
CCP |
Consultation Paper |
DOWNLOAD 562.57 KB |
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JC 2022 40 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022 |
Joint Committee, Market data |
Report |
DOWNLOAD 570.49 KB |
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ESMA50-165-2229 |
ESMA report on trends, risks and vulnerabilities No 2 2022 |
Risk monitoring |
Report |
DOWNLOAD 1.21 MB |
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JC 2022 35 |
Joint ESAs Report on the extent of voluntary disclosures of PAI under SFDR |
Sustainable finance |
Report |
DOWNLOAD 429.58 KB |
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ESMA70-450-1173 |
Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline |
Post Trading |
Consultation Paper |
DOWNLOAD 312.96 KB |
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ESMA70-460-34 |
Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Digital Finance and Innovation, Trading |
Consultation Paper |
DOWNLOAD 998.27 KB |
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ESMA70-446-369 |
Consultation Paper on CO and DTO referencing ESTR |
Post Trading |
Consultation Paper |
DOWNLOAD 1.12 MB |
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ESMA81-393-494 |
CP on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation |
Benchmarks |
Consultation Paper |
DOWNLOAD 541.62 KB |
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ESMA34-463-941 |
Report on Penalties and measures imposed under the AIFMD in 2021 |
Fund Management |
Report |
DOWNLOAD 793.12 KB |
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ESMA34-45-1647 |
Report on Penalties and measures imposed under the UCITS Directive in 2021 |
Fund Management |
Report |
DOWNLOAD 449.54 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA35-43-3114 |
CP on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 718.74 KB |
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ESMA91-372-2060 |
4th ESMA CCP Stress Test Report |
CCP, Post Trading |
Report |
DOWNLOAD 4 MB |
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ESMA 50-165-2153 |
ESMA Trends, Risks and Vulnerabilities report - Risk update |
Risk monitoring |
Report |
DOWNLOAD 340.8 KB |
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ESA 2022 23 |
Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules |
Joint Committee |
Report |
DOWNLOAD 776.21 KB |
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ESMA91-372-1621 |
Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR Public |
CCP |
Consultation Paper |
DOWNLOAD 650.74 KB |
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ESMA91-372-1630 |
Guidelines Template Summary Resolution Plans Article 12(7)(a) |
CCP |
Consultation Paper |
DOWNLOAD 423.23 KB |
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ESMA91-372-1791 |
Draft CP Art 79 CCPRRR Cooperation Arrangements |
CCP |
Consultation Paper |
DOWNLOAD 804.12 KB |
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