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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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121 documents
Date Reference Title Sections Type Main document Info
10-1045 Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Archive CESR Document DOWNLOAD 253.56 KB
10-512 Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions CESR Archive CESR Document DOWNLOAD 911.6 KB
10-661 Guidance to report transactions on OTC derivative instruments CESR Archive CESR Document DOWNLOAD 703.48 KB
10-1018 Feedback statement - CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 162.66 KB
10-1016 Feedback statement - CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 165.25 KB
10-918 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Archive CESR Document DOWNLOAD 376.25 KB
10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Archive CESR Document DOWNLOAD 258.93 KB
10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 272.32 KB
10-796 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Archive CESR Document DOWNLOAD 172.69 KB
10-788 Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 357.18 KB
10-798 Feedback statement - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 225.23 KB
10-673 Guidelines - Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Archive CESR Document DOWNLOAD 191.76 KB
10-674 Guidelines - Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Archive CESR Document DOWNLOAD 106.22 KB
10-347 Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document DOWNLOAD 535.72 KB
10-346 Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document DOWNLOAD 253.51 KB
10-331 Guidelines - Implementation of the Central Repository (CEREP) CESR Archive CESR Document DOWNLOAD 185.24 KB
10/049 Guidelines - Common definition of European money market funds CESR Archive CESR Document DOWNLOAD 206.83 KB
10-545 Feedback statement - CESR’s Guidelines on a common definition of European money market funds CESR Archive CESR Document DOWNLOAD 232.46 KB
10-296 Feedback statement - Inducements: Good and poor practices CESR Archive CESR Document DOWNLOAD 285.58 KB
10-294 Feedback statement - Understanding the definition of advice under MiFID CESR Archive CESR Document DOWNLOAD 435.68 KB