ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

9 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA24-229244789-4704 SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 113.45 KB
ESMA22-106-4322 SMSG Advice on Depositary Receipts and Geopolitical Risks Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 152.76 KB
ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence SMSG Advice DOWNLOAD 232.86 KB
ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.55 KB
ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection Investor protection, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 374.84 KB
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Investor protection Technical Advice DOWNLOAD 337.33 KB
ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Investor protection Technical Advice DOWNLOAD 464.68 KB
ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Investor protection Technical Advice DOWNLOAD 425.6 KB
2014/1569 Technical Advice to the Commission on MiFID II and MiFIR Investor protection, Trading Technical Advice DOWNLOAD 2.8 MB