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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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186 documents
Date Reference Title Sections Type Main document Info
ESMA41-117-1108 Guidelines compliance table for Guidelines on cooperation arrangements and information exchange Guidelines and Technical standards Compliance table DOWNLOAD 106.76 KB
ESMA34-32-316 Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 144.26 KB
ESMA34-43-352 Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 154.54 KB
2016/675 Compliance table - Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 143.93 KB
ESMA70-151-3419 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.61 KB
ESMA70-151-3418 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.37 KB
ESMA70-151-3417 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.53 KB
2015/1261 Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I Trading Compliance table
JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 187.15 KB
2014-1213 Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) Investor protection Compliance table DOWNLOAD 122.41 KB
Related documents Guidelines on remuneration policies and practices (MiFID) Guidelines on remuneration policies and practices (MiFID)
Summary
Translated versions
2013/923 Compliance table - compliance guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 100.87 KB
2013/922 Compliance table - suitability guidelines Investor protection, Guidelines and Technical standards Compliance table DOWNLOAD 74.33 KB
2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Issuer disclosure, Transparency CESR Document DOWNLOAD 265.19 KB
JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates Joint Committee CESR Document DOWNLOAD 82.95 KB
2012/415 Call for Evidence on Empty Voting Transparency, Issuer disclosure CESR Document DOWNLOAD 275.66 KB
Related documents Call for evidence - Empty voting
Summary
Translated versions
2011/67 Feedback statement - Consultation Paper on proposed amendments to CESR Prospectus, Issuer disclosure CESR Document DOWNLOAD 384.63 KB
10-1351 Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive CESR Document DOWNLOAD 93.89 KB
10-1318 Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 198.56 KB
10-1319 Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 136.11 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB