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45 documents
Date Reference Title Sections Type Main document Info
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
Related documents
Summary

This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
ESMA50-524821-2954 TRV Article - Evolution of EEA share market structure since MiFID II Risk monitoring, Trading Report DOWNLOAD 376.04 KB
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESMA50-524821-2963 TRV Article - The August 2022 surge in the price of natural gas futures Risk monitoring, Trading Report DOWNLOAD 362.66 KB
ESMA74-2134169708-6975 Supervisory Briefing on Circuit Breakers Risk monitoring, Trading Report DOWNLOAD 738.19 KB
ESMA12-2121844265-3183 Report on the DLT Pilot Regime - Study on how financial instrument transactions are registered in various Distributed Ledger Technologies Digital Finance and Innovation, Trading Report DOWNLOAD 2.43 MB
Related documents Report on the DLT Pilot Regime – Study on the extraction of transaction data
Summary

Disclaimer

This document has been prepared for the European Securities and Markets Authority (ESMA) by PwC EU Services EESV (PwC). It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
ESMA12-2121844265-3182 Report on the DLT Pilot Regime – Study on the extraction of transaction data Digital Finance and Innovation, Trading Report DOWNLOAD 1.71 MB
Related documents Report on the DLT Pilot Regime - Study on how financial instrument transactions are registered in various Distributed Ledger Technologies
Summary

Disclaimer

This document has been prepared for the European Securities and Markets Authority (ESMA) by PwC EU Services EESV (PwC). It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA70-156-6509 Final Report on Intra-day Volatility Management Mechanism Risk monitoring, Trading Report DOWNLOAD 661 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA50-165-2483 TRV Article - EU natural gas derivatives markets: risks and trends Market data, Risk monitoring, Trading Report DOWNLOAD 595.05 KB
ESMA70-445-794 Effects Assessment of the impact of the market correction mechanism on financial markets CCP, Risk monitoring, Trading Report DOWNLOAD 1.14 MB
ESMA70-446-775 Preliminary data report on the introduction of the market correction mechanism CCP, Risk monitoring, Trading Report DOWNLOAD 732.37 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA70-460-111 Report on the DLT Pilot Regime Digital Finance and Innovation, Trading Report DOWNLOAD 680.69 KB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA70-445-7 Preliminary Report on Emission Allowances Trading, Sustainable finance Report DOWNLOAD 1005.62 KB