ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

377 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA74-1103241886-945 ESMA Statement on Pre-close calls Market Abuse, Market Integrity Statement DOWNLOAD 143.04 KB
JC 2023 02 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A DOWNLOAD 465.03 KB
ESMA74-1049116225-623 Public statement on the deprioritisation of supervisory actions on the EMIR clearing obligation for third-country pension scheme arrangements in light of the agreement on the EMIR review Post Trading Statement DOWNLOAD 103.08 KB
ESMA74-2134169708-7163 Public Statement on the transition for the application of the MiFID II/MiFIR review Trading Statement DOWNLOAD 193.22 KB
ESMA43-1868696574-770 Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 591.09 KB
ESMA43-1868696574-745 Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 135.04 KB
JC 2023 22 Consolidated Q&As on the PRIIPs Key Information Document Fund Management, Joint Committee Q&A DOWNLOAD 1.06 MB
ESMA35-335435667-5871 Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review Investor protection Statement DOWNLOAD 108.77 KB
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
JC 2023 18 Consolidated Q&A on the SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 989.81 KB
ESMA64-829630486-245 Decision on the extension of the reserve lists ending 31/12/2023 Careers Decision DOWNLOAD 161.65 KB
ESMA80 -187-881 BMR Brexit Statement updated Benchmarks, Brexit Statement DOWNLOAD 103.87 KB
ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics Investor protection, Supervisory convergence Q&A DOWNLOAD 1.18 MB
ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A DOWNLOAD 457.72 KB
ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) Benchmarks, Supervisory convergence Q&A DOWNLOAD 730.96 KB
ESMA34-1592494965-554 Public statement on Guidelines on funds' names Fund Management, Sustainable finance Statement DOWNLOAD 65.77 KB
ESMA81-1071567537-121 Working Group on Euro Risk-Free Rates Final Statement Benchmarks Statement DOWNLOAD 227.23 KB
ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 985.2 KB
BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB