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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

995 documents
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ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA32-193237008-3394 List of decisions published in the Extracts from the EECS’s Database of Enforcement Financial reporting Reference DOWNLOAD 310.34 KB
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ESMA32-193237008-8267 29th Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 454.47 KB
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
JC Q&As register Register of the joint Q&As Joint Committee Reference DOWNLOAD 231.65 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.43 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 187.67 KB
ESMA35-1983731921-788 Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee Investor protection Reference DOWNLOAD 185.51 KB
ESMA32-992851010-1469 Letter to IESBA on the proposed International Ethics Standards for Sustainability Assurance Financial reporting, Issuer disclosure, Sustainable finance Letter DOWNLOAD 88.43 KB
ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Investor protection Reference DOWNLOAD 456.1 KB
JC 2024 22 Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 Joint Committee, Risk monitoring Report DOWNLOAD 767.6 KB
JC 2024 24 Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 529.11 KB
DORA dry run exercise factsheet Factsheet for 2024 DORA dry run exercise Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 187.14 KB
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA35-335435667-5923 List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review Investor protection Reference DOWNLOAD 51.62 KB
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
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ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
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ESMA32-1188985980-348 Letter on IASB’s Exposure Draft Financial Instruments with Characteristics of Equity Financial reporting, Issuer disclosure Letter DOWNLOAD 236.32 KB
ESMA32-1188985980-347 Letter on EFRAG’s due process on the IASB’s Exposure Draft Financial Instruments with Characteristics of Equity Financial reporting, Issuer disclosure Letter DOWNLOAD 236.8 KB
JC 2023 22 Consolidated Q&As on the PRIIPs Key Information Document Fund Management, Joint Committee Q&A DOWNLOAD 1.06 MB