|
|
ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
|
|
|
ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
|
|
|
ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
|
|
|
ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
|
|
|
JC 2022 81 |
Joint Thematic Report on national financial education initiatives on digitalization |
Joint Committee, Investor protection |
Report |
DOWNLOAD 364.38 KB |
|
|
|
ESMA35-36-2780 |
Supervisory briefing - Supervision of cross-border activities of investment firms |
Investor protection |
Report |
DOWNLOAD 233.78 KB |
|
|
|
ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
|
|
|
ESMA20-95-1430 |
2022 Annual Work Programme |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Report |
DOWNLOAD 615.04 KB |
|
|
|
ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
|
|
|
ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
|
|
|
ESMA20-95-1273 |
2021 Annual Work Programme |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Report |
DOWNLOAD 608.58 KB |
|
|
|
|
|
ESMA35-43-2427 |
Sanctions and measures imposed under MiFID II in 2019 |
Investor protection |
Report |
DOWNLOAD 563.38 KB |
|
|
|
ESMA 50-165-1098 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2020 |
Fund Management, Digital Finance and Innovation, Investor protection |
Report |
DOWNLOAD 4.08 MB |
|
|
|
ESMA22-106-1942 |
Strategic Orientation 2020-22 |
Board of Supervisors, About ESMA |
Report |
DOWNLOAD 325.47 KB |
|
|
|
|
|
ESMA35-36-1711 |
Report on sanctions and measures imposed under MiFID II in 2018 |
Investor protection |
Report |
DOWNLOAD 296.09 KB |
|
|
|
ESMA20-95-1105 |
2019 Regulatory Work Programme |
Board of Supervisors, About ESMA, Supervisory convergence |
Report |
DOWNLOAD 308.68 KB |
|
|
|
ESMA42-111-4653 |
Follow-up Report to the Peer Review on MiFID Suitability Requirements |
Investor protection |
Report |
DOWNLOAD 435.05 KB |
|
|
|
ESMA50-162-215 |
Product Intervention Analysis CFDs |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 1.26 MB |
|
|
|
ESMA50-162-214 |
Product Intervention Analysis Binary Options |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 776.15 KB |
|
|
|
ESMA31-68-147 |
ESMA response to Capital Markets Union Mid-Term Review |
Board of Supervisors |
Report |
DOWNLOAD 643.2 KB |
|
