ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

31 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA80-189-33520 Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes Credit Rating Agencies Final Report DOWNLOAD 606.64 KB
ESMA81-393-644 Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 540.1 KB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Final Report DOWNLOAD 411.44 KB
ESMA80-416-20 Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Final Report DOWNLOAD 282.39 KB
ESMA70-156-4953 Final Report on draft RTS on the clearing and derivative trading obligations in view of the benchmark transition to risk free rates Benchmarks, Post Trading Final Report DOWNLOAD 948.59 KB
ESMA81-393-239 Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation Benchmarks Final Report DOWNLOAD 315.98 KB
ESMA80-196-5170 Final Report Technical Advice on Fees Charged to CRAs by ESMA Credit Rating Agencies Final Report DOWNLOAD 404.7 KB
ESMA43-370-281 Final report_TA on procedural rules for penalties imposed on Benchmark Administrators Benchmarks Final Report DOWNLOAD 369.64 KB
ESMA81-393-83 Final Report BMR Advice Fees Benchmarks Final Report DOWNLOAD 504.55 KB
ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report DOWNLOAD 436.43 KB
Related documents Press Release CLO Thematic Report
Summary
Translated versions
ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 336.63 KB
ESMA 33-9-295 Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies Credit Rating Agencies Final Report DOWNLOAD 769.91 KB
ESMA70-145-1008 Final report on Guidelines on non-significant benchmarks Benchmarks Final Report DOWNLOAD 673.72 KB
ESMA33-9-246 Final report on Supplementary Guidelines on Endorsement Credit Rating Agencies Final Report DOWNLOAD 948.62 KB
ESMA33-9-207 Technical Advice on CRA Regulatory Equivalence - CRA 3 Update Credit Rating Agencies Final Report DOWNLOAD 1.51 MB
ESMA33-9-205 Final Report on the application of the CRA endorsement regime Credit Rating Agencies Final Report DOWNLOAD 1.02 MB
ESMA70-145-81 Final report on draft RTS on cooperation with third countries under BMR Benchmarks Final Report DOWNLOAD 203.07 KB
2016-1575 Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Final Report DOWNLOAD 655.85 KB