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ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA70-21038340-46 |
Compliance table for the Guidelines on market making activities under the Short Selling Regulation |
Guidelines and Technical standards, Market Integrity, Short Selling |
Compliance table |
DOWNLOAD 267.48 KB |
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ESMA70-151-2650 |
Final report on TA on EMIR_2_2_CCP fees |
Post Trading |
Technical Advice |
DOWNLOAD 606.91 KB |
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ESMA70-151-2682 |
Final Technical advice on Tiering Criteria under EMIR 2.2 |
Post Trading |
Technical Advice |
DOWNLOAD 544.57 KB |
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ESMA70-151-2649 |
Technical advice on comparable compliance |
Post Trading |
Technical Advice |
DOWNLOAD 790.06 KB |
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ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
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JC 2019 26 |
Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements |
Digital Finance and Innovation, Joint Committee |
Technical Advice |
DOWNLOAD 1.34 MB |
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JC 2019 25 |
Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures |
Digital Finance and Innovation, Joint Committee |
Technical Advice |
DOWNLOAD 785.49 KB |
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ESMA70-145-1345 |
Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 112.12 KB |
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ESMA70-145-67 |
Compliance table regarding MAR guidelines on delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 177.87 KB |
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ESMA70-145-153 |
Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Compliance table |
DOWNLOAD 179.29 KB |
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ESMA33-128-505 |
Final Technical Advice Securitisation Repositories Fees |
Securitisation |
Technical Advice |
DOWNLOAD 570.74 KB |
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ESMA41-117-1108 |
Guidelines compliance table for Guidelines on cooperation arrangements and information exchange |
Guidelines and Technical standards |
Compliance table |
DOWNLOAD 106.76 KB |
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ESMA34-32-316 |
Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 144.26 KB |
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ESMA34-43-352 |
Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 154.54 KB |
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2016/1140 |
Final advice on AIFMD passport |
Fund Management |
Technical Advice |
DOWNLOAD 621.95 KB |
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2016/675 |
Compliance table - Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 143.93 KB |
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ESMA70-151-3419 |
Comply or explain table for G&R on PFMIs |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.61 KB |
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ESMA70-151-3418 |
Comply or explain table for G&R on IO arrangements |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.37 KB |
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