ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

5 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Digital Finance and Innovation, Joint Committee Technical Advice DOWNLOAD 1.34 MB
JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Digital Finance and Innovation, Joint Committee Technical Advice DOWNLOAD 785.49 KB
JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 187.15 KB