03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
DOWNLOAD 916.01 KB
30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
DOWNLOAD 206.21 KB
27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing
Investor protection
Report
DOWNLOAD 998.39 KB
23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 173.43 KB
23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
DOWNLOAD 187.67 KB
23/05/2024
ESMA74-2134169708-7252
MiFIR Review Consultation Package (CTPs and DRSPs) - Reply form
Market data, Trading
Reference
DOWNLOAD 709.88 KB
23/05/2024
ESMA74-2134169708-7225
MiFIR Review Consultation Package (CTPs and DRSPs)
Market data, Trading
Consultation Paper
DOWNLOAD 1.92 MB
Related documents
Summary
Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure
Translated versions
21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee
Investor protection
Reference
DOWNLOAD 185.51 KB
21/05/2024
ESMA74-2134169708-726
MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data) - Response form
Market data, Trading
Reference
DOWNLOAD 709.2 KB
21/05/2024
ESMA74-2134169708-7241
MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data)
Market data, Trading
Consultation Paper
DOWNLOAD 3.89 MB
17/05/2024
ESMA50-524821-3149
EU Securities Markets 2023
Market data, Risk monitoring
Report
DOWNLOAD 1.25 MB
16/05/2024
ESMA50-164-3688
ESMA statistics on securities and markets
Market data, Statistical Information
Report
DOWNLOAD 666.99 KB
13/05/2024
ESMA12-1406959660-2554
Call for expression of interest: Consultative Working Group for the Reporting Working Group
Market data
Reference
DOWNLOAD 169.86 KB
13/05/2024
ESMA12-1406959660-2542
Call for expression of interest: Consultative Working Group for the Disclosure Working Group
Market data
Reference
DOWNLOAD 170.92 KB
02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
Reference
DOWNLOAD 456.1 KB
11/04/2024
ESMA12-1209242288-852
2023 Report on Quality and Use of Data
Market data
Report
DOWNLOAD 1.18 MB
09/04/2024
ESMA50-524821-3147
Market Report on EU Securities Financing Transactions markets 2024
Market data, Risk monitoring
Report
DOWNLOAD 1.73 MB
03/04/2024
ESMA50-524821-3157
TRV Article - Social media sentiment: Influence on EU equity prices
Investor protection, Risk monitoring
Report
DOWNLOAD 486.29 KB
27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review
Investor protection
Reference
DOWNLOAD 51.62 KB
26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form
Investor protection, Supervisory convergence, Sustainable finance
Reference
DOWNLOAD 732.06 KB