ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
835 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA35-335435667-4315 | Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 174.96 KB | ||
| ESMA34-1273004364-786 | Call for expression of interest: Consultative Working Group for Investment Management Standing Committee | Fund Management, Investor protection | Reference | DOWNLOAD 191.79 KB | ||
| ESMA35-335435667-5871 | Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review | Investor protection | Statement | DOWNLOAD 108.77 KB | ||
| EFIF | EFIF Summary of the November 2023 meeting | Digital Finance and Innovation, Joint Committee | Summary of Conclusions | DOWNLOAD 258.11 KB | ||
| ESMA74-1103241886-912 | Warning on posting Investment Recommendation on social media | Investor protection, Market Abuse, Warnings and publications for investors | Investor Warning | DOWNLOAD 1.03 MB | ||
| ESMA35-42-1305 | ESCPR - Miscellaneous reporting to ESMA | Investor protection | Reference | DOWNLOAD 647.51 KB | ||
| JC 2024 02 | Joint ESAs Report on 2023 stocktaking of BigTech direct financial services provision | Digital Finance and Innovation, Joint Committee | Report | DOWNLOAD 1.03 MB | ||
| JC 2023 86 | Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework | Digital Finance and Innovation, Joint Committee | Final Report | DOWNLOAD 1.79 MB | ||
| JC 2023 85 | Final report on draft ITS on Register of Information | Digital Finance and Innovation, Joint Committee | Final Report | DOWNLOAD 2.92 MB | ||
| JC 2023 84 | Final report on draft RTS to specify the policy on ICT services supporting critical or important functions | Digital Finance and Innovation, Joint Committee | Final Report | DOWNLOAD 816.42 KB | ||
| JC 2023 83 | Final Report on draft RTS on classification of major incidents and significant cyber threats | Digital Finance and Innovation, Joint Committee | Final Report | DOWNLOAD 1.08 MB | ||
| JC 2023 18 | Consolidated Q&A on the SFDR | Joint Committee, Sustainable finance | Q&A | DOWNLOAD 989.81 KB | ||
| JC 2023 82 | List of Financial Conglomerates 2023 | Joint Committee | Reference | DOWNLOAD 387.22 KB | ||
| ESA 2023 33 | ESAs Final Report on bilateral margining of equity options | Joint Committee, Post Trading | Final Report | DOWNLOAD 438.65 KB | ||
| ESA 2023 34 | ESAs Opinion on bilateral margining of equity options | Joint Committee, Post Trading | Opinion | DOWNLOAD 234.27 KB | ||
| ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | Investor protection, Supervisory convergence | Q&A | DOWNLOAD 1.18 MB | ||
| ESMA35-43-3682 | Discussion Paper on MiFID II investor protection topics linked to digitalisation | Digital Finance and Innovation, Investor protection | Consultation Paper | DOWNLOAD 846.47 KB | ||
| ESA 2023 27 | Joint ESAs Report on Innovation Facilitators 2023 | Digital Finance and Innovation, Joint Committee | Report | DOWNLOAD 1.39 MB | ||
| JC 2023 72 | Consultation Paper on draft RTS on TLPT | Digital Finance and Innovation, Joint Committee | Consultation Paper | DOWNLOAD 734.17 KB | ||
| JC 2023 71 | Consultation Paper on draft Guidelines on oversight cooperation | Digital Finance and Innovation, Joint Committee | Consultation Paper | DOWNLOAD 488.69 KB |