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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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35 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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Translated versions
2016/1438 ESMA consults on product governance guidelines to safeguard investors Investor protection, Press Releases Press Release DOWNLOAD 152.24 KB
Related documents Consultation Paper on Draft guidelines on MiFID II product governance requirements
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Translated versions
2016/1167 Press release - ESMA issues warning on sale of speculative products to retail investors Investor protection Press Release DOWNLOAD 147.01 KB
2016/903 ESMA reminds firms of responsibilities when selling bail-in securities Investor protection Press Release DOWNLOAD 145.75 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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2015/1872 Press Release Cross Selling Guidelines Investor protection Press Release DOWNLOAD 156.66 KB
2015/495 ESMA publishes review on best execution supervisory practices under MiFID Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 112.68 KB
2014/1574 ESMA provides implementing rules for MiFID II Investor protection, Press Releases, Trading Press Release DOWNLOAD 110.55 KB
2014/557 ESMA consults on MiFID reforms Investor protection, Press Releases, Trading Press Release DOWNLOAD 119.33 KB
2014/334 ESMA issues good practices for structured retail product governance Investor protection, Digital Finance and Innovation Press Release DOWNLOAD 105.37 KB
2014/152 ESMA tells firms to improve their selling practices for complex financial products Investor protection, Warnings and publications for investors Press Release DOWNLOAD 92.57 KB
2013/726 ESMA clarifies pay rules applicable to investment firms Investor protection Press Release DOWNLOAD 111.92 KB
2013/266 ESMA and the EBA warn investors about contracts for difference Investor protection, Warnings and publications for investors, Press Releases Press Release DOWNLOAD 119.01 KB
2012/581 ESMA proposes remuneration guidelines for firms providing investment services Investor protection, Press Releases Press Release DOWNLOAD 130.32 KB
Related documents Guidelines on remuneration policies and practices (MiFID)
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Translated versions
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB