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ESMA40-134-3263 |
Decision on Conflict of Interest Policy for Non-Staff |
Management Board |
Decision |
DOWNLOAD 169.2 KB |
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ESMA22-106-4135 |
SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 178.31 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA22-106-4024 |
SMSG Recommendations in regard of the impact of inflation on investor protection |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA41-356-271 |
Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A |
Board of Supervisors, Trade Repositories |
Decision |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA22-106-3734 |
SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation |
Securities and Markets Stakeholder Group, Short Selling |
SMSG Advice |
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ESMA22-106-3638 |
SMSG Advice on remuneration guidelines |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 118.54 KB |
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ESMA22-106-3523 |
SMSG Advice on ESMA 2022 annual Work Programme |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA41-356-233 |
Decision - UnaVista Limited |
Trade Repositories |
Decision |
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ESMA22-106-3504 |
SMSG response to EC consultation on the EU strategy for retail investors |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA22-106-3473 |
SMSG advice to ESMA on Digital Finance |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA41-356-187 |
Decision - DTCC Derivatives Repository |
Board of Supervisors, Trade Repositories |
Decision |
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ESMA22-106-3439 |
SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA22-106-3375 |
SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
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BoA D 2021 03 |
Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA |
Board of Appeal |
Decision |
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ESMA22-106-3280 |
SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” |
Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA41-356-168 |
Public Notices Moodys UK DE ES FR IT |
Board of Supervisors, Credit Rating Agencies |
Decision |
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ESMA41-356-132 |
Decision 5-2021 Moody's Spain |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 332.83 KB |
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ESMA41-356-131 |
Decision 4-2021 Moody's Italy |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 350.91 KB |
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