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ESMA34-45-1647 |
Report on Penalties and measures imposed under the UCITS Directive in 2021 |
Fund Management |
Report |
DOWNLOAD 449.54 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA91-372-2060 |
4th ESMA CCP Stress Test Report |
CCP, Post Trading |
Report |
DOWNLOAD 4 MB |
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ESMA 50-165-2153 |
ESMA Trends, Risks and Vulnerabilities report - Risk update |
Risk monitoring |
Report |
DOWNLOAD 340.8 KB |
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ESA 2022 23 |
Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules |
Joint Committee |
Report |
DOWNLOAD 776.21 KB |
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ESMA91-372-2059 |
Report_CCP investment policies including MMFs |
CCP |
Report |
DOWNLOAD 1.12 MB |
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ESMA32-63-1224 |
26th Extract of EECS's Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 569.85 KB |
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JC 2022 20 |
Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation |
Fund Management, Joint Committee |
Report |
DOWNLOAD 3.38 MB |
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JC 2022 09 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 949.47 KB |
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ESMA 50-165-1677 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2022 |
Risk monitoring |
Report |
DOWNLOAD 2.08 MB |
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ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
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ESMA42-111-5534 |
Peer review report on cross border activities investment firms |
Supervisory convergence |
Report |
DOWNLOAD 802.07 KB |
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ESMA50-165-2058 |
ESMA report on trends, risks and vulnerabilities No.1 2022 |
Risk monitoring |
Report |
DOWNLOAD 929.81 KB |
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ESMA50-164-5411 |
Digital finance related issues – Survey to NCAs |
Digital Finance and Innovation |
Report |
DOWNLOAD 291.04 KB |
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ESMA50-164-5410 |
Report on Call for evidence on Digital Finance |
Digital Finance and Innovation |
Report |
DOWNLOAD 281.83 KB |
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ESA 2022 01 |
Joint ESA response to the EU Commission on Digital Finance |
Digital Finance and Innovation, Joint Committee |
Report |
DOWNLOAD 2.57 MB |
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ESMA50-165-1948 |
EU Alternative Investment Funds - 2022 Statistical Report |
Fund Management, Market data, Risk monitoring |
Report |
DOWNLOAD 1.46 MB |
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ESMA70-156-4859 |
Report on the application of accepted market practices_2021 |
Market Integrity |
Report |
DOWNLOAD 1.63 MB |
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ESMA80-416-197 |
Report on CRA Market Share Calculation 2021 |
Credit Rating Agencies |
Report |
DOWNLOAD 494.35 KB |
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ESMA50-165-2001 |
ASR on EU Derivatives markets - 2021 |
Market data, Risk monitoring |
Report |
DOWNLOAD 1.92 MB |
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