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JC 2024 16 |
Joint Committee Annual Report 2023 |
Joint Committee |
Annual Report |
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MoU ESAs-ENISA |
Memorandum of Understanding on cooperation between the ESA and ENISA |
Digital Finance and Innovation, International cooperation, Joint Committee |
Reference |
DOWNLOAD 308.53 KB |
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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 916.01 KB |
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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
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JC Q&As register |
Register of the joint Q&As |
Joint Committee |
Reference |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
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JC 2024 22 |
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 |
Joint Committee, Risk monitoring |
Report |
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JC 2024 24 |
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
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DORA dry run exercise factsheet |
Factsheet for 2024 DORA dry run exercise |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 187.14 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
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JC 2023 22 |
Consolidated Q&As on the PRIIPs Key Information Document |
Fund Management, Joint Committee |
Q&A |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
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JC 2024 19 |
Joint SH advice on RTS-ITS on major incident reporting |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 197.15 KB |
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