ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

492 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, Investor protection Statement DOWNLOAD 107.47 KB
ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 87.3 KB
ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 0 bytes
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
106/20/COL ESA Third Renewal Decision under Art. 28(1) SSR COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 973.25 KB
ESMA70 -155-11608 Decision renewal art. 28 SSR reporting threshold - December 2020 COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 246.27 KB
Related documents
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-103-1194 Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt COVID-19, Investor protection, Trading, Speeches, Supervisory convergence Speech DOWNLOAD 155.85 KB
ESMA34-38-258 EU funds’ resilience in the COVID era - keynote address by Steven Maijoor at EFAMA IMF 2020 COVID-19, Fund Management, Speeches Speech DOWNLOAD 157.45 KB
ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, Investor protection, Speeches Speech DOWNLOAD 170.21 KB
ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches Reference DOWNLOAD 350.51 KB
Related documents Steven Maijoor Opening Statement for ECON Hearing 12 October 2020
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Translated versions
ESMA22-105-1248 Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 Board of Supervisors, Brexit, About ESMA, COVID-19, Joint Committee, Speeches Statement DOWNLOAD 134.36 KB
Related documents Annex to Opening Statement for ECON Hearing 12 October 2020
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Translated versions
ESM22-103-1158 ESM22-103-1158 Keynote Speech - Verena Ross - AFME Compliance and Legal Conference COVID-19, Market Abuse, Market Integrity, Trading, Speeches Speech DOWNLOAD 133.94 KB
ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Final Report DOWNLOAD 1.23 MB
ESMA70-155-11072 ESMA Decision - renewal Article 28 SSR reporting threshold - September 2020 COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 396.47 KB
ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 744.01 KB
ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 711.12 KB
ESMA32-61-417 Public Statement on supervisory action on accounting for COVID-19 lease modifications COVID-19, Financial reporting Statement DOWNLOAD 120.44 KB
ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Investor protection Report DOWNLOAD 563.38 KB