|
|
ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
|
|
|
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
|
|
|
ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
|
|
|
ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
|
|
|
ESMA35-36-1262 |
Technical Q&As on product intervention measures on CFDs and binary options |
Investor protection |
Q&A |
DOWNLOAD 147.84 KB |
|
|
|
ESMA35-36-794 |
Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID |
Investor protection |
Q&A |
DOWNLOAD 948.76 KB |
|
|
|
2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
|
|
|
2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
|
