ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

315 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA30-22-762 Report on undue short-term pressure on corporations from the financial sector Sustainable finance Report DOWNLOAD 2.11 MB
ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report DOWNLOAD 1.4 MB
ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report DOWNLOAD 352.9 KB
ESMA34-45-756 Penalties and measures imposed under the UCITS Directive in 2018 Fund Management Report DOWNLOAD 467.36 KB
ESMA 50-157-2025 ASR on EU Derivatives markets - 2019 Risk monitoring Report DOWNLOAD 1.9 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 Trading Report DOWNLOAD 1004.81 KB
ESMA31-62-1360 EEA prospectus activity in 2018 Prospectus Report DOWNLOAD 394.26 KB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
JC 2019 54 Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 Joint Committee, Risk monitoring Report DOWNLOAD 1.13 MB
ESMA50-164-2458 Stress simulation for investment funds Fund Management, Risk monitoring Report DOWNLOAD 868.55 KB
ESMA70-151-1952 2018 CCP Peer Review Report Post Trading Report DOWNLOAD 694.38 KB
ESMA35-36-1711 Report on sanctions and measures imposed under MiFID II in 2018 Investor protection Report DOWNLOAD 296.09 KB
ESMA32-63-717 23rd Extract from the EECS’s Database of Enforcement Financial reporting Report DOWNLOAD 441.84 KB
ESMA50-164-2430 Report on the Licensing of FinTech business models Digital Finance and Innovation Report DOWNLOAD 585.36 KB
ESMA70-154-1193 Preliminary findings on multiple withholding tax reclaim schemes Market Integrity Report DOWNLOAD 611.48 KB
ESMA70-156-835 Supervisory Briefing PreTradeTransparency Non-Equity Instruments Trading, Supervisory convergence Report DOWNLOAD 148.65 KB
ESMA50-165-822 ESMA Risk Dashboard No. 2 2019 Risk monitoring Report DOWNLOAD 907.13 KB
ESMA/2016/990 Report on budgetary and financial management 2015 About ESMA, About ESMA Report DOWNLOAD 544.34 KB