|
|
ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
|
|
|
ESMA42-2004696504-7771 |
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 419.48 KB |
|
|
|
ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
|
|
|
ESMA91-1505572268-3108 |
2022 CCP Peer Review on Due diligence of clearing members |
CCP, Supervisory convergence |
Report |
DOWNLOAD 571.53 KB |
|
|
|
JC 2023 17 |
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities |
Joint Committee, Supervisory convergence |
Report |
DOWNLOAD 336.07 KB |
|
|
|
ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
|
|
|
ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
|
|
|
ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
|
|
|
ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
|
|
|
JC 2022 81 |
Joint Thematic Report on national financial education initiatives on digitalization |
Joint Committee, Investor protection |
Report |
DOWNLOAD 364.38 KB |
|
|
|
ESMA35-36-2780 |
Supervisory briefing - Supervision of cross-border activities of investment firms |
Investor protection |
Report |
DOWNLOAD 233.78 KB |
|
|
|
ESMA42-111-7468 |
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU |
Brexit, Supervisory convergence |
Report |
DOWNLOAD 1.03 MB |
|
|
|
ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
|
|
|
ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
|
|
|
ESMA42-111-5534 |
Peer review report on cross border activities investment firms |
Supervisory convergence |
Report |
DOWNLOAD 802.07 KB |
|
|
|
ESMA42-110-3265 |
Report on the independence of National Competent Authorities |
Supervisory convergence |
Report |
DOWNLOAD 458.92 KB |
|
|
|
ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
|
|
|
ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
|
|
|
ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
|
|
|
ESMA35-43-2507 |
Report to the EU institutions Article 52 MiFIR |
Investor protection |
Report |
DOWNLOAD 354.1 KB |
|
