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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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34 documents
Date Reference Title Sections Type Main document Info
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
Summary
Translated versions
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
ESMA42-110-3265 Report on the independence of National Competent Authorities Supervisory convergence Report DOWNLOAD 458.92 KB
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA74-362-837 CP on DRSP fees Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 526.22 KB
ESMA74-362-932 CP on DRSP criteria for derogation Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 384.54 KB
ESMA70-156-3351 Report on PTRR services with regards to the clearing obligation Post Trading, Supervisory convergence Report DOWNLOAD 2.03 MB
ESMA42-111-5349 Fast Track Peer Review Report - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 1.33 MB
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
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ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report DOWNLOAD 162.41 KB
ESMA70-151-2823 ESMA Report to the European Commission on Central Clearing Obligations for PSA - No 1 Joint Committee, Post Trading, Supervisory convergence Consultation Paper DOWNLOAD 309.21 KB
ESMA74-362-47 CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Consultation Paper DOWNLOAD 2.66 MB
Related documents Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
Summary
Translated versions