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ESMA22-106-3504 |
SMSG response to EC consultation on the EU strategy for retail investors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 574.91 KB |
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ESMA70-156-4576 |
Report to EC on Use of FinTech by CSDs |
Digital Finance and Innovation, Post Trading |
Report |
DOWNLOAD 537.04 KB |
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ESMA22-106-3473 |
SMSG advice to ESMA on Digital Finance |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 192.4 KB |
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ESMA32-382-1153 |
Prospectus activity and sanctions report 2020 |
Prospectus |
Report |
DOWNLOAD 458.21 KB |
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ESMA34-32-865 |
Penalties and measures imposed under the AIFMD in 2020 |
Fund Management |
Report |
DOWNLOAD 510 KB |
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ESMA34-45-1269 |
Penalties and measures imposed under the UCITS Directive in 2020 |
Fund Management |
Report |
DOWNLOAD 516.21 KB |
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ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
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ESMA70-156-4582 |
Report to the EC - CSDR Banking services |
Post Trading |
Report |
DOWNLOAD 727.83 KB |
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ESMA70-156-4563 |
3rd Annual Report on supervisory measures and penalties under EMIR |
Post Trading |
Report |
DOWNLOAD 997.75 KB |
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ESMA32-63-1192 |
25th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 641.78 KB |
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ESMA 34-45-1219 |
Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.36 MB |
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ESMA22-106-3439 |
SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 222.51 KB |
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ESMA50-165-1761 |
ESMA Risk Dashboard No. 1 2021 |
Market data, Risk monitoring |
Report |
DOWNLOAD 819.04 KB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
DOWNLOAD 200.21 KB |
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ESMA22-106-3375 |
SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 227.92 KB |
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JC 2021 31 |
JC Report on the implementation and functioning of the Securitisation Regulation |
Joint Committee, Securitisation |
Report |
DOWNLOAD 1.03 MB |
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ESMA22-106-3280 |
SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 561.81 KB |
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ESMA80-193-1713 |
EMIR and SFTR data quality report 2020 |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Report |
DOWNLOAD 791.94 KB |
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ESMA 50-165-1710 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2021 |
Fund Management, Digital Finance and Innovation, Market data |
Report |
DOWNLOAD 2.54 MB |
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ESMA93-373-39 |
Annual peer review of EU CCP supervision |
CCP |
Report |
DOWNLOAD 449.37 KB |
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