03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
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30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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27/05/2024
ESMA34-46-101
Register of authorised European long-term investment funds (ELTIFs)
Fund Management
Reference
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27/05/2024
ESMA35-335435667-5931
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing
Investor protection
Report
DOWNLOAD 998.39 KB
23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA74-2134169708-7252
MiFIR Review Consultation Package (CTPs and DRSPs) - Reply form
Market data, Trading
Reference
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23/05/2024
ESMA74-2134169708-7225
MiFIR Review Consultation Package (CTPs and DRSPs)
Market data, Trading
Consultation Paper
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Related documents
Summary
Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure
Translated versions
21/05/2024
ESMA35-1983731921-788
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee
Investor protection
Reference
DOWNLOAD 185.51 KB
21/05/2024
ESMA74-2134169708-726
MiFIR Review Consultation Package - Response form
Market data, Trading
Reference
DOWNLOAD 709.2 KB
21/05/2024
ESMA74-2134169708-7241
MiFIR Review Consultation Package
Market data, Trading
Consultation Paper
DOWNLOAD 3.89 MB
Related documents
MiFIR Review Consultation Package - Response form
Summary
Review of RTS 2 on transparency for bonds, structured finance products and emission allowances, draft RTS on reasonable commercial basis and review of RTS 23 on supply of reference data
Translated versions
17/05/2024
ESMA50-524821-3149
EU Securities Markets 2023
Market data, Risk monitoring
Report
DOWNLOAD 1.25 MB
16/05/2024
ESMA50-164-3688
ESMA statistics on securities and markets
Market data
Report
DOWNLOAD 666.99 KB
14/05/2024
ESMA34-472-440
Final Report on the Guidelines on funds’ names using ESG or sustainability-related terms
Fund Management, Sustainable finance
Final Report
DOWNLOAD 697.64 KB
13/05/2024
ESMA12-1406959660-2554
Call for expression of interest: Consultative Working Group for the Reporting Working Group
Market data
Reference
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13/05/2024
ESMA12-1406959660-2542
Call for expression of interest: Consultative Working Group for the Disclosure Working Group
Market data
Reference
DOWNLOAD 170.92 KB
07/05/2024
ESMA 34-1270380148-1066
Call for Evidence on the review of the UCITS Eligible Assets Directive - Reply form Annex
Fund Management
Reference
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07/05/2024
ESMA34-1270380148-1033
Call for Evidence on the review of the UCITS Eligible Assets Directive - Reply form
Fund Management
Reference
DOWNLOAD 884.15 KB
07/05/2024
ESMA34-1270380148-1032
Call for Evidence on the review of the UCITS Eligible Assets Directive
Fund Management
Consultation Paper
DOWNLOAD 413.38 KB
02/05/2024
ESMA35-43-1410
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
Investor protection
Reference
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