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ESMA50-1389274163-2681 |
ESMA report on trends, risks and vulnerabilities No. 2, 2023 |
Risk monitoring |
Report |
DOWNLOAD 1.32 MB |
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ESMA32-380-267 |
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain |
Corporate Governance, Prospectus |
Report |
DOWNLOAD 3.06 MB |
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ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
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ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
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ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
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ESMA33-5-87 |
Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA |
Credit Rating Agencies |
Q&A |
DOWNLOAD 426.65 KB |
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ESMA33-128-563 |
Questions and answers on the Securitisation Regulation |
Securitisation |
Q&A |
DOWNLOAD 1.7 MB |
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ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
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ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
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ESMA35-43-3861 |
Supervisory briefing on understanding the definition of advice under MiFID II |
Investor protection |
Report |
DOWNLOAD 844.02 KB |
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ESMA34-45-1814 |
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds |
Fund Management |
Report |
DOWNLOAD 1.34 MB |
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ESMA70-156-6509 |
Final Report on Intra-day Volatility Management Mechanism |
Risk monitoring, Trading |
Report |
DOWNLOAD 661 KB |
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ESMA34-43-392 |
Q&A on the application of the UCITS Directive |
Fund Management |
Q&A |
DOWNLOAD 855.36 KB |
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ESMA34-32-352 |
Q&A on the Application of the AIFMD |
Fund Management, Supervisory convergence |
Q&A |
DOWNLOAD 805.75 KB |
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ESMA74-362-893 |
QAs on SFTR data reporting |
Post Trading, Securities Financing Transactions, Trade Repositories |
Q&A |
DOWNLOAD 439.13 KB |
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ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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ESMA70-460-189 |
Q&As DLT Pilot Regulation |
Digital Finance and Innovation, Trading |
Q&A |
DOWNLOAD 313.42 KB |
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ESMA30-1668416927-2498 |
Progress Report on Greenwashing |
Sustainable finance |
Report |
DOWNLOAD 1.75 MB |
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ESMA50-165-2483 |
TRV Article - EU natural gas derivatives markets: risks and trends |
Market data, Risk monitoring, Trading |
Report |
DOWNLOAD 595.05 KB |
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JC 2023 07 |
Joint Committee Spring 2023 Report on Risks and Vulnerabilities |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 584.94 KB |
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