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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
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ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
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ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
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ESMA35-43-2725 |
Public Statement on 2022 CSA and MSE |
Investor protection |
Statement |
DOWNLOAD 161 KB |
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ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
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ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
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ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
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ESMA35-43-3444 |
Deprioritisation of supervisory actions on the obligation to publish RTS 27 |
Investor protection |
Statement |
DOWNLOAD 63.34 KB |
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ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
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ESMA35-43-3328 |
Public statement on the impact of inflation in the context of investment services to retail clients |
Investor protection |
Statement |
DOWNLOAD 132.05 KB |
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ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
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ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
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ESMA24-436-1152 |
ESMA response to the Commission consultation on the Listings Act |
Market Abuse, Investor protection, Prospectus |
Letter |
DOWNLOAD 99.52 KB |
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ESMA70-154-2780 |
ESMA’s Statement on Investment Recommendations on Social Media |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 106.19 KB |
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ESMA32-67-791 |
Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) |
Audit, Financial reporting, Investor protection, Prospectus |
Letter |
DOWNLOAD 223.92 KB |
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ESMA35-43-2748 |
Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements |
Investor protection |
Statement |
DOWNLOAD 161.08 KB |
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ESMA32-384-5209 |
ESMA Public Statement SPACs |
Investor protection, Prospectus |
Statement |
DOWNLOAD 151.59 KB |
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ESMA35-43-2749 |
ESMA Public Statement PFOF and zero-commission brokers |
Investor protection |
Statement |
DOWNLOAD 130.24 KB |
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ESMA35-42-1186 |
Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business |
Investor protection |
Letter |
DOWNLOAD 253.15 KB |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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