ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

342 documents
Date Sort ascending Reference Title Sections Type Main document Info
2012/577 ESMA publishes a Q&A on Short-Selling Regulation Short Selling, Market Integrity Statement DOWNLOAD 108.69 KB
2012/537 STATEMENT - Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure Short Selling, Market Integrity, Press Releases Statement DOWNLOAD 77.92 KB
2011/39 Update on measures adopted by competent authorities on short selling CESR Archive Statement DOWNLOAD 287.67 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2012/SMSG/6 Letter regarding deadlines for the submission of ESMA’s technical standards Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 82.35 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB
2011/397 Public statement on sovereign debt in IFRS financial statements Issuer disclosure, Corporate Governance, Financial reporting, Press Releases Statement DOWNLOAD 189.46 KB
2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 48.99 KB
2011/SMSG/12 Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 59.19 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/266 Public statement - harmonised regulatory action on short-selling in the EU Short Selling, Press Releases Statement DOWNLOAD 97.39 KB
2011/226 Public statement - ESMA Statement on disclosures related to sovereign debt to be included in IFRS financial statements Issuer disclosure, Financial reporting Statement DOWNLOAD 36.9 KB
2011/211 Public statement - Retrospective Adjustments to Financial Statements Following Rejection Notes Published by the IFRS Interpretations Committee Issuer disclosure, Audit Statement DOWNLOAD 29.57 KB
2011/36 Public statement - Framework for third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Issuer disclosure Statement DOWNLOAD 317.51 KB
2011/37 Public statement - ESMA statement on Israeli laws and regulations on prospectuses Prospectus, Issuer disclosure Statement DOWNLOAD 187.46 KB
2011/11 Public statement of consultation practices About ESMA Statement DOWNLOAD 102.44 KB
10-1083 Follow-up Statement on Application of Disclosure Requirements Related to Financial Instruments in the 2009 Financial Statements CESR Archive Statement DOWNLOAD 282.3 KB
09-575 Statement on the application of and disclosures related to the reclassification of financial instruments CESR Archive Statement DOWNLOAD 186.44 KB
08-937 CESR statement on the reclassification of financial instruments and other related issues CESR Archive Statement DOWNLOAD 95.12 KB