ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

180 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA42-2004696504-7627 Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I Supervisory convergence Report DOWNLOAD 482.4 KB
ESMA Newsletter Newsletter June 2023 ESMA newsletter Reference DOWNLOAD 4.4 MB
ESMA34-32-352 Q&A on the Application of the AIFMD Fund Management, Supervisory convergence Q&A DOWNLOAD 805.75 KB
ESMA Newsletter Newsletter May 2023 ESMA newsletter Reference DOWNLOAD 8.81 MB
ESMA42-111-7570 Follow-up Peer Review on Guidelines on ETFs and other UCITS issues Supervisory convergence Report DOWNLOAD 925.06 KB
ESMA Newsletter Newsletter April 2023 ESMA newsletter Reference DOWNLOAD 7.71 MB
ESMA Newsletter Newsletter March 2023 ESMA newsletter Reference DOWNLOAD 5.5 MB
ESMA70-1861941480-56 Q&A on MiFIR data reporting Supervisory convergence, Trading Q&A DOWNLOAD 1.26 MB
ESMA42-110-4222 Terms of Reference - Senior Supervisors Forum Supervisory convergence Reference DOWNLOAD 189.95 KB
ESMA80-416-1608 Terms of Reference - ESMA Supervisory Policy Committee Supervisory convergence Reference DOWNLOAD 187.92 KB
ESMA70-156-4448 Q&As - Central Securities Depositories Regulation Post Trading, Supervisory convergence Q&A DOWNLOAD 608.2 KB
ESMA71-102-173 ESMA Q&As - list of questions currently under development Supervisory convergence Reference DOWNLOAD 138.43 KB
ESMA Newsletter Newsletter January and February 2023 ESMA newsletter Reference DOWNLOAD 6.27 MB
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
ESMA Newsletter Newsletter December 2022 ESMA newsletter Reference DOWNLOAD 3.83 MB
ESMA Newsletter Newsletter November 2022 ESMA newsletter Reference DOWNLOAD 11.74 MB
ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes Brexit, Supervisory convergence Press Release DOWNLOAD 96.02 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA newsletter Newsletter October 2022 ESMA newsletter Reference DOWNLOAD 9.16 MB