ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

571 documents
Date Sort ascending Reference Title Sections Type Main document Info
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC 2023 40 DORA public consultation on the first batch of policy products Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 224.36 KB
Related documents Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
Summary
Translated versions
ESMA71-545613100-2327 2022 Annual Report - Press Release About ESMA, Board of Supervisors, Management Board, Press Releases Press Release DOWNLOAD 186.09 KB
Related documents
Summary

ESMA in 2022 - Focus on financial stability and investor protection

Translated versions
ESMA50-1490586361-4009 ESMA launches Data Strategy for the next five years - Press Release About ESMA, Market data, Press Releases Press Release DOWNLOAD 144.89 KB
ESMA70-460-189 Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading Q&A DOWNLOAD 313.42 KB
ESMA71-545613100-2323 ESAs put forward common understanding of greenwashing and warn on risks - Press release Press Releases, Sustainable finance Press Release DOWNLOAD 143.47 KB
ESMA71-545613100-2325 ESMA launches Fifth Stress Test Exercise for Central Counterparties - Press Release CCP, Press Releases Press Release DOWNLOAD 229.58 KB
JC SC DOR-23-54 Joint European Supervisory Authority Discussion paper on DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 780.88 KB
ESMA71-545613100-2315 ESMA calls for legislative amendments to prevent undue costs in funds - Press Release Fund Management, Investor protection, Press Releases Press Release DOWNLOAD 168.56 KB
ESMA71-545613100-2315 ESMA appoints a new member and reappoints two members to its Management Board About ESMA, Management Board, Press Releases Press Release DOWNLOAD 149.05 KB
ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA70-154-4767 Terms of Reference - Digital Finance Standing Committee Digital Finance and Innovation Reference DOWNLOAD 259.1 KB
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA50-164-7229 Verena Ross' speech at Consob conference: “The New Frontiers of Digital Finance”, 10 March 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 157.54 KB
Related documents
Summary

Digital finance and capital markets – securing the frontier

Translated versions
ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-4405 SMSG advice on DORA Digital Finance and Innovation, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 223.06 KB
ESMA71-99-2089 ESMA sees high risks amid fragile markets - Press Release Press Releases, Risk monitoring Press Release DOWNLOAD 164.28 KB
ESMA71-99-2093 ESMA report finds EU MMF industry at close to €1.5tn - Press Release Fund Management, Press Releases, Risk monitoring Press Release DOWNLOAD 246.14 KB
ESMA50-164-7147 Verena Ross' speech at Afore Consulting 7th Annual FinTech and Regulation Conference, 7 February 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 191.37 KB
Related documents
Summary

Developments in AI and blockchain – how do we protect investors and supervise markets effectively?

Translated versions
ESMA50-164-6247 TRV article: Artificial intelligence in EU securities markets Digital Finance and Innovation Report DOWNLOAD 467.9 KB