|
|
ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
|
|
|
ESMA70-1861941480-56 |
Q&A on MiFIR data reporting |
Supervisory convergence, Trading |
Q&A |
DOWNLOAD 1.26 MB |
|
|
|
ESMA42-110-4222 |
Terms of Reference - Senior Supervisors Forum |
Supervisory convergence |
Reference |
DOWNLOAD 189.95 KB |
|
|
|
ESMA80-416-1608 |
Terms of Reference - ESMA Supervisory Policy Committee |
Supervisory convergence |
Reference |
DOWNLOAD 187.92 KB |
|
|
|
ESMA70-156-4448 |
Q&As - Central Securities Depositories Regulation |
Post Trading, Supervisory convergence |
Q&A |
DOWNLOAD 608.2 KB |
|
|
|
ESMA71-102-173 |
ESMA Q&As - list of questions currently under development |
Supervisory convergence |
Reference |
DOWNLOAD 138.43 KB |
|
|
|
ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
|
|
|
ESMA24-442-152 |
Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 |
Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 134.02 KB |
|
|
|
ESMA71-99-2062 |
ESMA publishes its assessment of the Brexit relocation processes |
Brexit, Supervisory convergence |
Press Release |
DOWNLOAD 96.02 KB |
|
|
|
ESMA42-111-7468 |
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU |
Brexit, Supervisory convergence |
Report |
DOWNLOAD 1.03 MB |
|
|
|
ESMA50-164-772 |
Links to the national websites explaining the procedures for notifications of net short positions |
Short Selling |
Reference |
DOWNLOAD 200.78 KB |
|
|
|
ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
|
|
|
ESMA24-436-1150 |
Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 701.79 KB |
|
|
|
ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
|
|
|
ESMA71-319-231 |
Natasha Cazenave speech at AFME Conference: ESMA’s New Strategic Orientation, 13 October 2022 |
Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 148.72 KB |
|
|
|
ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
|
|
|
|
|
SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
|
|
|
ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
|
|
|
ESMA70-448-10 |
Final Report - Short Selling Regulation Review |
Short Selling |
Final Report |
DOWNLOAD 749.55 KB |
|
|
|
ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
|
