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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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386 documents
Date Reference Title Sections Type Main document Info
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA22-439-1055 2023 Annual Work Programme About ESMA Report DOWNLOAD 799.65 KB
ESMA50-165-2251 TRV article - Crypto-assets and their risks for financial stability Digital Finance and Innovation, Risk monitoring Report DOWNLOAD 540.21 KB
ESMA70-451-502 Report on the Review of the clearing thresholds under EMIR Post Trading Report DOWNLOAD 584.97 KB
ESMA70-460-111 Report on the DLT Pilot Regime Digital Finance and Innovation, Trading Report DOWNLOAD 680.69 KB
JC 2022 40 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022 Joint Committee, Market data Report DOWNLOAD 570.49 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA50-165-2229 ESMA report on trends, risks and vulnerabilities No 2 2022 Risk monitoring Report DOWNLOAD 1.21 MB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
JC 2022 35 Joint ESAs Report on the extent of voluntary disclosures of PAI under SFDR Sustainable finance Report DOWNLOAD 429.58 KB
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Fund Management Report DOWNLOAD 793.12 KB
ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Fund Management Report DOWNLOAD 449.54 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA91-372-2060 4th ESMA CCP Stress Test Report CCP, Post Trading Report DOWNLOAD 4 MB
Related documents ESMA stress test of Central Counterparties finds clearing system resilient - Press Release 4th ESMA CCP Stress Test FAQ
Summary
Translated versions
ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Trading Compliance table DOWNLOAD 147.64 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB