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ESMA32-67-184 |
Compliance table - guidelines on APMs ESMA 2015-1415 |
Issuer disclosure, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 127.7 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 111.92 KB |
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2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
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ESMA50-164-4045 |
Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation |
Fund Management |
Compliance table |
DOWNLOAD 145.22 KB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 220.66 KB |
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ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
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ESMA70-151-2537 |
Compliance table Guidelines Conflict of interest |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.4 KB |
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ESMA70-151-2536 |
compliance table Guidelines APC Measures |
Guidelines and Technical standards, Trade Repositories |
Compliance table |
DOWNLOAD 141.15 KB |
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ESMA34-49-186 |
Confirmation of compliance with Guidelines - MMF Stress test guidelines |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 136.41 KB |
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ESMA32-67-142 |
Compliance table on ESMA Guidelines on the enforcement of financial information |
Issuer disclosure, Financial reporting |
Compliance table |
DOWNLOAD 150.56 KB |
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ESMA34-32-699 |
Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 108.66 KB |
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ESMA70-145-66 |
Compliance table regarding MAR guidelines for persons receiving market soundings |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 138.03 KB |
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ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
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ESMA70-21038340-46 |
Compliance table for the Guidelines on market making activities under the Short Selling Regulation |
Guidelines and Technical standards, Market Integrity, Short Selling |
Compliance table |
DOWNLOAD 267.48 KB |
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ESMA70-145-1345 |
Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 112.12 KB |
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ESMA70-145-67 |
Compliance table regarding MAR guidelines on delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 177.87 KB |
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ESMA70-145-153 |
Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Compliance table |
DOWNLOAD 179.29 KB |
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