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EBA/DP/2024/01 |
Discussion Paper on the Call for advice on the investment firms prudential framework |
Investor protection, Joint Committee |
Consultation Paper |
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JC Q&As register |
Register of the joint Q&As |
Joint Committee |
Reference |
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JC 2024 22 |
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 |
Joint Committee, Risk monitoring |
Report |
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JC 2024 24 |
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
DOWNLOAD 529.11 KB |
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DORA dry run exercise factsheet |
Factsheet for 2024 DORA dry run exercise |
Digital Finance and Innovation, Joint Committee |
Reference |
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ESMA84-2037069784-2122 |
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 828.51 KB |
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ESMA32-67-802 |
Compliance table on the Guidelines on the enforcement of financial information |
Guidelines and Technical standards, Transparency |
Compliance table |
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ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
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ESMA43-1868696574-770 |
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 591.09 KB |
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ESMA43-1868696574-745 |
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
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JC 2023 22 |
Consolidated Q&As on the PRIIPs Key Information Document |
Fund Management, Joint Committee |
Q&A |
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JC 2024 19 |
Joint SH advice on RTS-ITS on major incident reporting |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
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JC 2024 18 |
Joint SH advice on RTS on subcontracting of ICT services |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
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JC 2024 17 |
Joint SH advice on RTS on threat-led penetration testing (TLPT) |
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group |
SMSG Advice |
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EFIF |
EFIF Summary of the November 2023 meeting |
Digital Finance and Innovation, Joint Committee |
Summary of Conclusions |
DOWNLOAD 258.11 KB |
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JC 2024 02 |
Joint ESAs Report on 2023 stocktaking of BigTech direct financial services provision |
Digital Finance and Innovation, Joint Committee |
Report |
DOWNLOAD 1.03 MB |
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JC 2023 86 |
Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework |
Digital Finance and Innovation, Joint Committee |
Final Report |
DOWNLOAD 1.79 MB |
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JC 2023 85 |
Final report on draft ITS on Register of Information |
Digital Finance and Innovation, Joint Committee |
Final Report |
DOWNLOAD 2.92 MB |
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JC 2023 84 |
Final report on draft RTS to specify the policy on ICT services supporting critical or important functions |
Digital Finance and Innovation, Joint Committee |
Final Report |
DOWNLOAD 816.42 KB |
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JC 2023 83 |
Final Report on draft RTS on classification of major incidents and significant cyber threats |
Digital Finance and Innovation, Joint Committee |
Final Report |
DOWNLOAD 1.08 MB |
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