|
|
ESMA90-1-163 |
Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System |
Brexit, International cooperation |
Reference |
DOWNLOAD 630.61 KB |
|
|
|
ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
DOWNLOAD 836.77 KB |
|
|
|
|
|
ESMA24-436-1152 |
ESMA response to the Commission consultation on the Listings Act |
Market Abuse, Investor protection, Prospectus |
Letter |
DOWNLOAD 99.52 KB |
|
|
|
|
|
ESMA70-156-4966 |
Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision |
Market Abuse |
Final Report |
DOWNLOAD 369.64 KB |
|
|
|
ESMA70-156-4673 |
Annual Report on MAR administrative and criminal sanctions 2021 |
Market Abuse |
Annual Report |
DOWNLOAD 338.34 KB |
|
|
|
ESMA24-436-15 |
Annex to the Opening Statement ECON Hearing 14 October 2021 |
Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 415.73 KB |
|
|
|
ESMA24-436-13 |
Opening Statement ECON Hearing 14 October 2021 |
Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 690.55 KB |
|
|
|
ESMA70-156-4871 |
Keynote speech Natasha Cazenave - FIA IDX conference, 27 September 2021 |
Benchmarks, Brexit, Trading, Post Trading, Speeches |
Speech |
DOWNLOAD 64.86 KB |
|
|
|
ESMA70-156-4731 |
Response form for the Consultation Paper on MAR Guidelines |
Market Abuse |
Reference |
DOWNLOAD 753.44 KB |
|
|
|
ESMA70-156-3934 |
Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision |
Market Abuse |
Consultation Paper |
DOWNLOAD 530.81 KB |
|
|
|
ESMA70-155-11961 |
Opinion on AMF AMP |
Market Abuse, Market Integrity |
Opinion |
DOWNLOAD 1.77 MB |
|
|
|
ESMA32-63-1156 |
Public statement Application of TD requirements following Brexit |
Brexit, Issuer disclosure, Financial reporting, Supervisory convergence |
Statement |
DOWNLOAD 104.37 KB |
|
|
|
ESMA70-155-11890 |
Statement CumEx CumCum scandal - Fabrizio Planta |
Market Abuse, Market Integrity, Speeches, Trading |
Speech |
DOWNLOAD 132.57 KB |
|
|
|
ESMA35-43-2509 |
Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period |
Brexit, Investor protection |
Statement |
DOWNLOAD 151.2 KB |
|
|
|
ESMA70-145-1020 |
List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons |
Market Abuse |
Reference |
DOWNLOAD 211.7 KB |
|
|
|
EU-UKFCA MoU |
EU-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 219.12 KB |
|
|
|
ESMA-UKFCA MoU |
ESMA-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 398.41 KB |
|
|
|
ESMA71-99-1498 |
Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories |
Brexit, Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 94.63 KB |
|
|
|
ESMA70-156-3782 |
ESMA report on application of AMP 2020 |
Market Abuse |
Report |
DOWNLOAD 1.38 MB |
|
|
|
ESMA70-156-3537 |
Annual Report on MAR administrative and criminal sanctions 2020 |
Market Abuse |
Report |
DOWNLOAD 291.51 KB |
|
