According to Article 22a(4) of MiFIR, ESMA shall publish on its website and keep up to date the list of investment firms operating SME growth markets and market operators (i) that are mandated to contribute data to the CTP, (ii) those that are not obliged to contribute but can opt-in to the mandatory regime and (iii) those that decided to opt-in.
Disclaimer
ESMA publishes the information with utmost care and to the best of its ability on the basis of the data reported by investment firms and trading venues, as applicable, regarding shares and ETFs instruments. Therefore, ESMA has to rely on the reporting entities in respect of the completeness and accuracy of the submitted data. Delays in the provision of the relevant data may affect the completeness and accuracy of the published information.
These lists also contain data related to European Economic Area (EEA) / European Free Trade Association (EFTA) States based on the notifications received by ESMA, the publication of which does not affect the status of incorporation of relevant EU law into the EEA Agreement and any related legal consequences.
