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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
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| 27/09/2012 | 2012/600 Annex VIII | Impact assessment- Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories | Post Trading | Final Report | PDF 2.32 MB |
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| 03/01/2013 | 2012/874 | Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) | Post Trading | Final Report | PDF 526.73 KB |
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| 10/06/2013 | 2013/322 | Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements | Guidelines and Technical standards, Post Trading | Guidelines & Recommendations | PDF 260.78 KB |
See also 2013/811 Confirmation of compliance with guidelines |
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| 08/08/2013 | 2013/1087 | Final Report on amended EMIR implementing technical standards | Post Trading | Technical Standards | PDF 335.07 KB |
The European Securities and Markets Authority (ESMA) has sent the European Commission a Final Report proposing an amendment to Article 5 of the Commission Implementing Regulation (EU) No.1247/2012 (ITS on reporting) on the format and frequency of reporting to trade repositories under EMIR. The amendment relates specifically to the reporting of exchange traded derivatives (ETDs) and proposes postponing the reporting start date by one year. Background Article 5 regards the reporting start date of derivatives to trade repositories, however the current dates do not include a specification of ETDs. This specification would be useful as there is a risk currently that reporting of ETDs is not harmonised unless further regulatory guidance is issued. Based on the need to ensure the consistent implementation of EMIR, ESMA considered that guidelines and recommendations should be developed in relation to this issue. A delay in the reporting date for ETD transactions will allow sufficient time for the development of the relevant guidelines and their implementation by counterparties, trade repositories and regulators. The European Commission has three months to decide whether to endorse ESMA’s draft implementing technical standards. |
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| 12/09/2013 | 2013/08/ODRG | Agreed Understandings to Resolving Cross-border Conflicts, Inconsistencies, Gaps and Duplicative Requirements | Post Trading | Final Report | PDF 442.48 KB |
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| 02/10/2013 | 2013/1373 | ESMA Technical advice on equivalence of Australia- OTC and TR (Supplement) | Post Trading | Final Report | PDF 736.17 KB |
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| 02/10/2013 | 2013/1370 | Technical advice on third country regulatory equivalence under EMIR – India | Post Trading | Final Report | PDF 2.44 MB |
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| 02/10/2013 | 2013/1375 | Technical advice on third country regulatory equivalence under EMIR – Canada | Post Trading | Final Report | PDF 1.39 MB |
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| 02/10/2013 | 2013/1374 | Technical advice on third country regulatory equivalence under EMIR – Switzerland (Supplement) | Post Trading | Final Report | PDF 117.72 KB |
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| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
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| 31/03/2014 | 2014/03/ODRG | Report of the OTC Derivatives Regulators Group (ODRG) on Cross-Border Implementation Issues | Post Trading | Final Report | PDF 159.11 KB |
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| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 01/10/2014 | 2014/1184 | Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives | Post Trading | Technical Standards | PDF 1.17 MB |
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| 29/10/2014 | 2014/1278 | Report on the equivalence of the Indian Accounting Standards | Corporate Disclosure, IAS Regulation | Final Report | PDF 1.7 MB |
This report fulfils the mandate received by the European Securities and Markets Authority (ESMA) from the European Commission (EC) in February 2014 to provide it with an update on the level of convergence of the Indian Accounting Standards (Ind-AS)1 towards International Financial Reporting Standards (IFRS) and the quality of application and enforcement of the Ind-AS, so that the EC can provide a progress report to the Council and the European Parliament (EP) in line with its obligations under Commission Regulation (EC) 1569/2007. |
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| 08/01/2015 | 2015/20 | ESMA review of CCP colleges under EMIR | Post Trading | Final Report | PDF 542.87 KB |
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| 04/02/2015 | ESMA/2015/234 | Feedback Statement on the Consultation on the Clearing Obligation for Non-Deliverable Forwards | Post Trading | Final Report | PDF 259.08 KB |
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| 02/07/2015 | 2015/1067 | Final report on the extension of the scope of interoperability arrangements | Post Trading | Final Report | PDF 302.39 KB |
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| 13/08/2015 | 2015/1254 | EMIR Review Report no.4- ESMA input as part of the Commission consultation on the EMIR Review | Post Trading | Final Report | PDF 399.85 KB |
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| 13/08/2015 | 2015/1253 | EMIR Review Report no.3- Review on the segregation and portability requirements | Post Trading | Final Report | PDF 267.55 KB |