| Date |
Topic |
Follow-up |
| December 2019 |
Peer review on the collection and use of STORs under MAR as a source of information in market abuse investigations |
|
| October 2019 |
Peer review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
|
|
July 2018
|
Peer Review on the Guidelines on ETFs and other UCITS issues
|
|
|
November 2017
|
Peer Review on Certain Aspects of the Compliance Function under MiFID I
|
|
|
July 2017
|
Peer Review on the Guidelines on the Enforcement of Financial Information
|
|
|
June 2016
|
Peer Review on the Prospectus Approval Process
|
|
|
April 2016
|
Peer Review on MiFID Suitability Requirements and Annex
|
Follow-up (July 2018)
|
|
January 2016
|
Peer Review on Compliance with SSR as regards Market Making activities
|
|
|
March 2015
|
Peer Review on Automated Trading Guidelines
|
|
|
February 2015
|
Peer Review on Best Execution under MiFID
|
Follow-up (January 2017)
|
|
December 2014
|
Peer Review on MiFID conduct of business – fair, clear and not misleading information
|
Follow-up (May 2017)
|
|
July 2013
|
Peer Review on Supervisory Practices under MAD
|
Follow-up (December 2015)
|
|
April 2013
|
Peer Review on Money Market Fund Guidelines
|
Follow-up (February 2016)
|
|
May 2012
|
Peer Review on the Prospectus Directive – Good Practices in the Approval Process
|
|
|
April 2012
|
Peer Review on the Actual Use of Sanctioning Powers under MAD
|
|
|
July 2011
|
Peer Review on Mapping of the Transparency Directive – Options, Discretions and “Gold-plating”
|
|
|
January 2011
|
Peer Review on Mapping of Contingency Measures
|
|
