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  4. SFTR

SFTR

Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012

  • SFTR
    • Recital
    • CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS
      • Article 1 Subject matter
      • Article 2 Scope
        DA
      • Article 3 Definitions
    • CHAPTER II TRANSPARENCY OF SFTS
      • Article 4 Reporting obligation and safeguarding in respect of SFTs
        Q&A
        RTS
        ITS
        GL
    • CHAPTER III REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY
      • Article 5 Registration of a trade repository
        RTS
        ITS
        GL
        GL
        Q&A
      • Article 6 Notification of and consultation with competent authorities prior to registration or extension of registration
      • Article 7 Examination of the application
      • Article 8 Notification of ESMA decisions relating to registration or extension of registration
      • Article 9 Powers of ESMA
      • Article 10 Withdrawal of registration
      • Article 11 Supervisory fees
        DA
      • Article 12 Transparency and availability of data held in a trade repository
        RTS
        RTS
        GL
        GL
    • CHAPTER IV TRANSPARENCY TOWARDS INVESTORS
      • Article 13 Transparency of collective investment undertakings in periodical reports
        Q&A
        Q&A
      • Article 14 Transparency of collective investment undertakings in pre-contractual documents
    • CHAPTER V TRANSPARENCY OF REUSE
      • Article 15 Reuse of financial instruments received under a collateral arrangement
    • CHAPTER VI SUPERVISION AND COMPETENT AUTHORITIES
      • Article 16 Designation and powers of competent authorities
      • Article 17 Cooperation between competent authorities
      • Article 18 Professional secrecy
    • CHAPTER VII RELATIONSHIP WITH THIRD COUNTRIES
      • Article 19 Equivalence and recognition of trade repositories
      • Article 20 Indirect access to data between authorities
      • Article 21 Equivalence of reporting
    • CHAPTER VIII ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
      • Article 22 Administrative sanctions and other administrative measures
      • Article 23 Determination of administrative sanctions and other administrative measures
      • Article 24 Reporting of infringements
      • Article 25 Exchange of information with ESMA
        ITS
      • Article 26 Publication of decisions
      • Article 27 Right of appeal
      • Article 28 Sanctions and other measures for the purpose of Articles 13 and 14
    • CHAPTER IX REVIEW
      • Article 29 Reports and review
    • CHAPTER X FINAL PROVISIONS
      • Article 30 Exercise of delegated powers
      • Article 31 Committee procedure
      • Article 32 Amendments to Regulation (EU) No 648/2012
      • Article 33 Entry into force and application
        GL
    • ANNEX
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