Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD

Responding to this paper  

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they: 

1. respond to the question stated; 

2. indicate the specific question to which the comment relates; 

3. contain a clear rationale; and 

4. describe any alternatives ESMA should consider. 

ESMA will consider all comments received by 19 February 2019.  

All contributions should be submitted online at www.esma.europa.eu  under the heading ‘Your input - Consultations’.  

Publication of responses 

All contributions received will be published following the close of the consultation, unless you request otherwise.  Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman. 

Data protection 

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice. 

Who should read this paper 

This document will be of interest to UCITS management companies, self-managed UCITS investment companies, AIFMs and their trade associations, as well as institutional and retail investors investing in UCITS.

Video

A video recording of ESMA’s hearing on ‘Measures to promote sustainability in EU capital markets’ is available on ESMA’s YouTube account