Consultation on guidelines on CCPs' conflict of interest management

Consultation on guidelines on CCPs' conflict of interest management

from 01 June 2017 to 24 August 2017

Details

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear rationale; and
  4. describe any alternatives ESMA should consider.

ESMA will consider all comments received by 24 August 2017.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.

Who should read this paper?

This consultation paper may be specifically of interest to CCPs, clearing members and more broadly to all stakeholders involved in clearing flows as well as of interest to trade associations.

1 RELATED DOCUMENTS
Document available for this Consultation
DateReferenceTitleDocument
01/06/2017ESMA70-151-291Consultation paper on guidelines on CCPs' conflict of interest management

Responses

Operations
Activity Institution Download
Asset Management Amundi
Banking International Swaps and Derivatives Association / Futures Industry Association
Central Counterparty (CCP) London Stock Exchange Group
Central Counterparty (CCP) European Commodity Clearing AG
Central Counterparty (CCP) CCP Austria Abwicklungsstelle für Börsegeschäfte GmbH
Central Counterparty (CCP) European Association of CCP Clearing Houses (EACH)
Central Counterparty (CCP) Eurex Clearing AG
Central Counterparty (CCP) BME CLEARING